Paul Holmes is a Managing Director and serves as the Chief Compliance Officer. He is based in New York.
Mr. Holmes has over 17 years of experience in Compliance, focusing on Investment Management. Prior to joining TRG in January 2017, Mr. Holmes was a Vice President of Compliance at AIG Investments in New York where he reported to the CCO and managed the team that oversaw the investment adviser compliance program for a firm with approximately 1000 employees and over $300bn in AUM. Other US based roles include JP Morgan and Northern Trust, in which he advised and supported clients with their regulatory and investment compliance needs.
Mr. Holmes began his compliance career in London, England, where he worked for a Recognized Investment Exchange that specialized in corporate bond trading before moving to AIG Global Investment Group (London) which cemented his move toward asset management. His experience covers a diverse range of asset classes and fund types. He also has a great deal of experience of working with regulators such as the SEC, CFTC and the FCA.
Mr. Holmes studied Politics, Economics and Geography at St. Dunstan’s College.